How to File a Complaint

The Montana Department of Labor & Industry and Professional and Occupational Licensing Boards are charged with taking appropriate action for unprofessional, incompetent, or unlawful practice. Please see the Online License Complaint Form link below to file a complaint electronically and securely.

Online License Complaint Form

Complaint Process and Frequently Asked Questions

  • The information provided in the FAQs below is provided for informational purposes. The governing provisions of Montana Code Annotated (MCA) and Montana Administrative Rules (ARM) control the handling of any complaint. The information provided is not legal advice. If you need legal advice, you should consult a private attorney.  

    Use the Montana Department of Labor & Industry License Search tool below to view the current license status and information regarding disciplinary actions.

    DLI License Search

  • The Boards and Programs within the Department of Labor & Industry, Employment Standards Division set and enforce standards of conduct for professions and occupations requiring licensure under Title 37 of the Montana Code Annotated.  
     
    Our compliance, investigative, and legal staff members investigate complaints of unprofessional conduct filed against licensees and license applicants. We are impartial fact-finders and do not represent either the person filing a complaint or the person against whom the complaint is filed.  
  • If you are filing a complaint, it may be helpful to look at how the Board or Program defines unprofessional conduct or scope of practice of the license before you file the complaint. You can find these definitions in the Montana Code Annotated and the Administrative Rules of Montana on the Professional Boards and Licensing website.

  • If you want us to review the conduct of an applicant for licensure, a person who holds a license, or an unlicensed person performing services that require a license, fill out our complaint form. Please be as thorough as possible and attach additional documents to ensure that you include all pertinent information.  You may mail, fax, or email the complaint and related information to:  

    Compliance Unit 
    P.O. Box 200514
    Helena, MT 59620-0514
     
    Will my complaint be confidential?
    Your complaint will be provided to the subject of the complaint with a request to respond to the information in the complaint. Based on competing privacy interests and our consumer protection mission, we treat the complaint and related documents as confidential information during our review and investigation process, unless ordered by a court to release them.
     
    Dismissed complaints remain confidential while final orders of disciplinary action are publicly available online. Use the Montana Department of Labor & Industry License Search tool below to view the current license status and information regarding disciplinary actions.
     
  • Generally, no. To bring formal charges, the department must have evidence in the form of a document or statement to prove whether someone has engaged in unprofessional conduct. If your statement is the sole manner of proving unprofessional conduct, your testimony may be required at an administrative hearing. If you have personal knowledge of a serious risk of harm presented by a licensee or unlicensed person and have concerns about identifying yourself as a complainant, you should contact the office to discuss the matter with a Compliance Specialist.
  • We will review the complaint to determine if it falls under the legal authority of a Board or Program to process. If the complaint is NOT covered by our laws, we will notify the person filing the complaint that it will not be processed. If the complaint IS covered by our laws, we may gather additional information which may range from a request for a written response, witness interviews, or document collection and analysis.
  • Depending on the current caseload and the nature and complexity of a case, the review and investigation may take several months or longer to complete.
  • After the facts have been gathered, a Department attorney will take the case to a panel of board members known as the “screening panel.” In the case of programs, the investigation is reviewed by program staff.  
     
    The panel may dismiss the case if it decides there is no violation of law or that formal disciplinary action is unwarranted. Alternatively, the panel may find reasonable cause to believe a violation of the laws has occurred that warrants disciplinary action. In this case, the department attorney will send a written Notice of Proposed Board Action & Opportunity for Hearing to the licensee that summarizes the alleged facts and violations of law.  
     
    In either case, the person who filed the complaint and the licensee will receive written notice of the decision of the panel.  
  • In many cases, if the licensee or license applicant admits to certain facts and agrees to appropriate disciplinary sanctions, the case may be resolved by a stipulated agreement.  
     
    Alternatively, the licensee may request a hearing before an impartial hearing officer to contest the proposed disciplinary action. A contested hearing process may take several months to complete and will result in a recommendation to a different panel of board members (known as the “adjudication panel”) for a final order.
  • Board disciplinary sanctions against licensees are authorized by § 37-1-312, Montana Code Annotated (program sanctions by § 37-1-406, Montana Code Annotated) and range from reprimand or fines, to restriction, suspension, or revocation of the license, depending on the severity of the violation.  
     
    These sanctions constitute the limit of board authority. A board or program cannot award personal money damages, make judicial determinations, or require action on the part of a licensee to settle any private dispute.  
  • The process for unlicensed practice complaints differs from the process for complaints against licensees. Legal actions against unlicensed persons, if warranted, may include an injunctive action by the Board or referral to a county attorney for criminal prosecution.
  • We will notify you in writing of the disposition of your complaint.
     
    A person filing a complaint is not a “party” to the proceedings. The “parties” in a disciplinary action are the Department and the licensee or license applicant. The “parties” in an unlicensed practice case are the Board and the unlicensed person.  
     
    We may ask you to submit additional information, clarify the complaint, or testify at a hearing or other legal proceeding. Please inform us of any change in your address or other contact information.  
     
    A violation of laws may not necessarily warrant discipline or legal action and is in the discretion of the Board. A screening panel’s decision is not subject to appeal by the person filing a complaint.    

  • Depending on your issue, there are many other governmental and non-profit resources available to consumers including, but not limited to the Montana Department of Justice Office of Consumer Protection, the U.S. Food and Drug Administration’s Health Related Consumer Information Center, the USA.gov Consumer Action Handbook, your local city Chamber of Commerce, the Better Business Bureau, American Association of Retired Persons (AARP), Consumer Reports, and Consumers Union.  

    The Montana Department of Public Health and Human Services (DPHHS) regulates health care facilities, residential care facilities, and nurse aides. If you have a complaint involving one of these facilities or persons, contact DPHHS.

  • If you have questions, you may email the Compliance Unit or call (406) 841-2312. If you have already filed a complaint, you may contact the Compliance Specialist assigned to your case. If you need legal advice, you should consult a private attorney.

  • A Paper License Complaint Form is also available (not preferred); the mailing address and/or email address is on the paper form.

    Complaint Form

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